Personnel SFC Licences and HKMA Registrations (ID 2701838)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hafoo Futures Limited	RO	Advising on futures contracts	2024-06-12	-
	RO	Dealing in futures contracts	2024-06-12	-
	Rep	Advising on futures contracts	2023-05-19	2024-06-12
	Rep	Dealing in futures contracts	2023-05-19	2024-06-12
Hafoo Securities Limited	Rep	Advising on securities	2023-05-19	-
	Rep	Dealing in securities	2023-05-19	-
Rich Bay Securities Limited	Rep	Dealing in futures contracts	2022-08-04	2023-04-28
	Rep	Dealing in securities	2022-08-04	2023-04-28
THE CORE SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-02-18	2021-02-26
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2017-02-27	2021-01-25
	Rep	Dealing in securities	2017-02-27	2021-01-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.