Personnel SFC Licences and HKMA Registrations (ID 2701845)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2018-03-16	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2017-02-27	2018-02-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.