| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-07-20 | 2023-03-03 |
| Rep | Dealing in futures contracts | 2021-07-20 | 2023-03-03 |
| Rep | Dealing in securities | 2021-07-20 | 2023-03-03 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2020-09-11 | 2021-05-28 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2020-09-11 | 2021-05-28 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2020-09-11 | 2021-05-28 |
| Rep | Dealing in securities | 2020-09-11 | 2021-05-28 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-25 | 2019-08-15 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2018-11-23 | 2019-08-15 |
| Rep | Dealing in securities | 2018-11-23 | 2019-08-15 |
| iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2017-12-18 | 2018-05-21 |
| Rep | Dealing in securities | 2017-12-18 | 2018-05-21 |
| iFAST Securities (HK) Limited | Rep | Dealing in securities | 2017-12-18 | 2018-05-21 |
| iFAST Financial (HK) Limited | Rep | Advising on securities | 2017-02-28 | 2018-05-21 |
| Rep | Dealing in securities | 2017-02-28 | 2018-05-21 |