Personnel SFC Licences and HKMA Registrations (ID 2702651)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2018-07-13	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2018-07-13	-
Quam Securities Limited	Rep	Dealing in futures contracts	2017-02-28	2018-07-03
	Rep	Dealing in securities	2017-02-28	2018-07-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.