| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Dealing in futures contracts | 2022-12-07 | - |
| Rep | Advising on securities | 2021-07-27 | - | |
| Rep | Dealing in securities | 2021-07-27 | - | |
| Rep | Asset management | 2021-07-27 | 2022-12-07 |
No HKMA registrations in the collected records.