Cao, Yining 曹一宁

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	Rep	Advising on securities	2024-09-13	-
	Rep	Asset management	2024-09-13	-
	Rep	Dealing in securities	2024-09-13	-
China Everbright Global Investment Advisors Company Limited	Rep	Advising on corporate finance	2019-09-17	2020-07-08
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2017-03-01	2019-04-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	Rep	Advising on securities	2024-09-13	-
	Rep	Asset management	2024-09-13	-
	Rep	Dealing in securities	2024-09-13	-
China Everbright Global Investment Advisors Company Limited	Rep	Advising on corporate finance	2019-09-17	2020-07-08
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2017-03-01	2019-04-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.