Personnel Hong Kong SFC License Details (ID 2703544)

Personnel Hong Kong SFC License Details (ID 2703544)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grand Capital Futures Limited	Rep	Dealing in futures contracts	2020-03-23	2021-09-30
Grand Capital Securities Limited	Rep	Advising on securities	2020-03-23	2021-09-30
	Rep	Dealing in securities	2020-03-23	2021-09-30
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2018-12-19	2020-02-26
	Rep	Dealing in securities	2018-12-19	2020-02-26
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-12-19	2020-02-26
REALINK FINANCIAL TRADE LIMITED	Rep	Dealing in futures contracts	2017-03-01	2017-09-11
	Rep	Dealing in securities	2017-03-01	2017-09-11