Personnel Hong Kong SFC License Details (ID 27042037)

Personnel Hong Kong SFC License Details (ID 27042037)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2025-07-09	-
	Rep	Advising on securities	2025-07-09	-
	Rep	Providing automated trading services	2025-07-09	-
	Rep	Dealing in futures contracts	2025-07-09	-
	Rep	Dealing in securities	2025-07-09	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2021-07-28	2025-04-25
	Rep	Dealing in securities	2021-07-28	2025-04-25
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2021-07-28	2025-04-25
	Rep	Dealing in futures contracts	2021-07-28	2025-04-25
	Rep	Dealing in securities	2021-07-28	2025-04-25