Personnel Hong Kong SFC License Details (ID 2704322)

Personnel Hong Kong SFC License Details (ID 2704322)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2025-04-25	2025-08-26
CMB International Capital Limited	Rep	Advising on corporate finance	2019-09-06	2025-08-26
	Rep	Dealing in securities	2019-09-06	2025-08-26
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-01-11	2019-08-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-01-11	2019-08-16
XinKong International Capital Limited	Rep	Advising on corporate finance	2017-03-02	2017-11-25
	Rep	Dealing in securities	2017-03-02	2017-11-25
XinKong International Securities Limited	Rep	Dealing in securities	2017-03-02	2017-11-25