| CMB INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2022-03-01 | - |
| CMB International Securities Limited | RO | Advising on securities | 2022-03-01 | - |
| RO | Dealing in securities | 2022-03-01 | - |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-10-12 | 2022-03-01 |
| CMB International Securities Limited | Rep | Advising on securities | 2021-10-12 | 2022-03-01 |
| Rep | Dealing in securities | 2021-10-12 | 2022-03-01 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2019-12-02 | 2021-09-26 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-09-13 | 2021-09-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-08-16 | 2021-09-26 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-03-22 | 2021-09-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-03-02 | 2021-09-26 |