Personnel Hong Kong SFC License Details (ID 2705264)

Personnel Hong Kong SFC License Details (ID 2705264)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guosen Securities (HK) Brokerage Company, Limited	RO	Advising on securities	2025-05-07	-
	RO	Dealing in securities	2025-05-07	-
	Rep	Advising on securities	2024-11-11	2025-05-07
	Rep	Dealing in securities	2024-11-11	2025-05-07
Lucky Guosheng Securities Limited	RO	Advising on securities	2024-02-07	2024-08-31
	RO	Dealing in securities	2024-02-07	2024-08-31
	Rep	Advising on securities	2024-01-19	2024-02-07
	Rep	Dealing in securities	2024-01-19	2024-02-07
	Rep	Asset management	2024-01-19	2024-08-31
Goldbridge Securities Limited	RO	Advising on securities	2022-03-16	2023-10-31
	RO	Dealing in securities	2022-03-16	2023-10-31
	Rep	Advising on securities	2021-09-01	2022-03-16
	Rep	Dealing in securities	2021-09-01	2022-03-16
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2017-03-03	2021-03-19
	Rep	Dealing in securities	2017-03-03	2021-03-19