Personnel Hong Kong SFC License Details (ID 2706193)

Personnel Hong Kong SFC License Details (ID 2706193)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF International Investment Management Limited	Rep	Advising on securities	2022-10-21	2023-03-27
	Rep	Asset management	2022-10-21	2023-03-27
	Rep	Dealing in securities	2022-10-21	2023-03-27
BOCOM International Asset Management Limited	Rep	Asset management	2019-02-18	2022-09-02
	Rep	Dealing in securities	2019-02-18	2022-09-02
	Rep	Advising on securities	2019-01-21	2022-09-02
BOCI RESEARCH LIMITED	Rep	Advising on securities	2017-09-29	2018-12-14
BOCI SECURITIES LIMITED	Rep	Advising on securities	2017-03-06	2017-09-29
	Rep	Dealing in securities	2017-03-06	2017-09-29