Personnel Hong Kong SFC License Details (ID 2706198)

Personnel Hong Kong SFC License Details (ID 2706198)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2024-05-28	2026-01-31
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2024-02-14	2026-01-31
	Rep	Asset management	2024-02-14	2026-01-31
	Rep	Dealing in securities	2024-02-14	2026-01-31
GF Asset Management (Hong Kong) Limited	Rep	Advising on securities	2017-06-28	2018-02-06
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2017-06-28	2018-02-06
GF Asset Management (Hong Kong) Limited	Rep	Asset management	2017-03-06	2018-02-06