Personnel Hong Kong SFC License Details (ID 2706200)

Personnel Hong Kong SFC License Details (ID 2706200)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2022-06-15	2022-10-27
	Rep	Dealing in securities	2022-06-15	2022-10-27
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on securities	2022-04-06	2022-05-31
	Rep	Dealing in securities	2022-04-06	2022-05-31
	Rep	Advising on corporate finance	2022-01-27	2022-05-31
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2018-08-02	2021-11-07
Yi Shun Da Capital Limited	Rep	Advising on corporate finance	2017-05-29	2018-07-08
	Rep	Dealing in securities	2017-05-29	2018-07-08
SUCCESS NEW SPRING CAPITAL LIMITED	Rep	Advising on corporate finance	2017-03-06	2017-03-31