Personnel SFC Licences and HKMA Registrations (ID 2706205)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ADVANCE ASSET MANAGEMENT LIMITED (HK)	RO	Asset management	2025-02-21	-
	Rep	Asset management	2025-02-17	2025-02-21
RIME Capital Limited	RO	Dealing in securities	2024-01-31	2024-12-31
	RO	Advising on securities	2017-03-03	2024-12-31
	RO	Asset management	2017-03-03	2024-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.