Personnel Hong Kong SFC License Details (ID 2707078)

Personnel Hong Kong SFC License Details (ID 2707078)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gemstone Capital Management Limited	RO	Dealing in securities	2025-09-04	-
	RO	Advising on securities	2024-07-31	-
	RO	Asset management	2024-07-31	-
BCCF SECURITIES CO., LIMITED	RO	Advising on securities	2018-11-21	2022-02-16
	RO	Asset management	2018-11-21	2022-02-16
	Rep	Advising on securities	2018-10-11	2018-11-21
	Rep	Asset management	2018-10-11	2018-11-21
Goldstream Capital Management Limited	Rep	Advising on securities	2018-06-13	2018-09-28
	Rep	Asset management	2018-06-13	2018-09-28
Goldstream Securities Limited	RO	Dealing in securities	2017-03-06	2018-09-28