| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2020-11-04 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-11-04 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-09-30 | - |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-07-28 | 2020-09-09 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-03-07 | 2020-09-09 |
No HKMA registrations in the collected records.