Personnel SFC Licences and HKMA Registrations (ID 27074082)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2025-04-07	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2025-04-07	-
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2025-04-07	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2025-04-07	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-04-17	2025-03-20
KGI ASIA LIMITED	Rep	Dealing in securities	2023-03-10	2025-03-20
CSC SECURITIES (HK) LIMITED	Rep	Advising on securities	2022-06-09	2023-02-10
	Rep	Asset management	2022-06-09	2023-02-10
	Rep	Dealing in securities	2021-08-05	2023-02-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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