Personnel Hong Kong SFC License Details (ID 27079172)

Personnel Hong Kong SFC License Details (ID 27079172)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Capital Limited	Rep	Advising on corporate finance	2025-09-12	-
	Rep	Dealing in securities	2025-09-12	-
CMB International Global Markets Limited	Rep	Dealing in securities	2025-09-12	-
CMB International Securities Limited	Rep	Dealing in securities	2025-09-12	-
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-08-06	2025-08-22
	Rep	Advising on securities	2021-08-06	2025-08-22
	Rep	Dealing in securities	2021-08-06	2025-08-22
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2021-08-06	2025-08-22