Personnel SFC Licences and HKMA Registrations (ID 27086353)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	Rep	Dealing in securities	2025-05-22	-
Futu Securities International (HONG KONG) Limited	Rep	Advising on securities	2021-08-09	2025-03-07
	Rep	Dealing in futures contracts	2021-08-09	2025-03-07
	Rep	Dealing in securities	2021-08-09	2025-03-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.