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Personnel Hong Kong SFC License Details (ID 27086426)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
LIGHTCONE ASSET MANAGEMENT LIMITED
Rep
Advising on securities
2026-09-01
-
Rep
Asset management
2026-09-01
-
UBS SECURITIES HONG KONG LIMITED
Rep
Advising on corporate finance
2021-08-09
2023-10-13