| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| RIME Capital Limited | RO | Advising on securities | 2024-12-05 | - |
| RO | Asset management | 2024-12-05 | - | |
| RO | Dealing in securities | 2024-12-05 | - | |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2021-12-15 | 2024-06-28 |
| RO | Asset management | 2021-12-15 | 2024-06-28 | |
| Rep | Advising on securities | 2021-05-03 | 2021-12-15 | |
| Rep | Asset management | 2021-05-03 | 2021-12-15 | |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Advising on securities | 2017-03-09 | 2017-09-12 |
| Rep | Asset management | 2017-03-09 | 2017-09-12 | |
| Rep | Dealing in securities | 2017-03-09 | 2017-09-12 |
No HKMA registrations in the collected records.