Personnel Hong Kong SFC License Details (ID 27101626)

Personnel Hong Kong SFC License Details (ID 27101626)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2026-03-05	-
	Rep	Dealing in securities	2026-03-05	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2023-03-27	2025-08-12
	Rep	Dealing in securities	2023-03-27	2025-08-12
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2023-03-27	2025-08-12
	Rep	Dealing in securities	2023-03-27	2025-08-12
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2021-08-12	2022-11-18
	Rep	Dealing in futures contracts	2021-08-12	2022-11-18
	Rep	Dealing in securities	2021-08-12	2022-11-18