Personnel SFC Licences and HKMA Registrations (ID 2710240)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2022-09-21	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2022-09-21	-
	Rep	Dealing in securities	2022-09-21	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2021-06-21	2022-09-01
	Rep	Dealing in futures contracts	2021-06-21	2022-09-01
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2017-11-13	2021-06-09
	Rep	Asset management	2017-11-13	2021-06-09
Mirae Asset Capital (China) Limited	Rep	Advising on securities	2017-03-10	2021-06-09
	Rep	Asset management	2017-03-10	2021-06-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.