Personnel Hong Kong SFC License Details (ID 2710247)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	RO	Advising on securities	2017-03-10	2021-02-03
	RO	Dealing in securities	2017-03-10	2021-02-03
NT Securities Asia Limited	RO	Advising on securities	2017-02-01	2017-08-31
	RO	Dealing in securities	2017-02-01	2017-08-31