Personnel Hong Kong SFC License Details (ID 27112693)

Personnel Hong Kong SFC License Details (ID 27112693)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2022-07-04	2023-03-13
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-08-16	2023-03-13
	RO	Asset management	2021-08-16	2023-03-13
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2021-08-16	2023-03-13
	RO	Dealing in securities	2021-08-16	2023-03-13
CINDA INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2021-08-16	2023-03-13
CINDA INTERNATIONAL RESEARCH LIMITED	RO	Advising on securities	2021-08-16	2023-03-13
CINDA INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2021-08-16	2023-03-13