| Morgan Stanley Asia Limited | RO | Advising on futures contracts | 2022-03-16 | - |
| RO | Advising on securities | 2022-03-16 | - |
| RO | Dealing in securities | 2022-03-16 | - |
| Morgan Stanley Hong Kong Securities Limited | RO | Providing automated trading services | 2022-03-16 | - |
| RO | Dealing in futures contracts | 2022-03-16 | - |
| RO | Dealing in securities | 2022-03-16 | - |
| Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2021-08-16 | 2022-03-16 |
| Rep | Advising on securities | 2021-08-16 | 2022-03-16 |
| Rep | Dealing in securities | 2021-08-16 | 2022-03-16 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2021-08-16 | 2022-03-16 |
| Rep | Dealing in futures contracts | 2021-08-16 | 2022-03-16 |
| Rep | Dealing in securities | 2021-08-16 | 2022-03-16 |