Personnel Hong Kong SFC License Details (ID 2711291)

Personnel Hong Kong SFC License Details (ID 2711291)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-11-25	2025-11-28
	Rep	Dealing in securities	2025-11-25	2025-11-28
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-11-25	2025-11-28
	Rep	Dealing in securities	2025-11-25	2025-11-28
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-05-24	2019-06-06
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-24	2019-06-06
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-09-27	2018-10-05
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-09-27	2018-10-05
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-01-12	2018-01-19
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-01-12	2018-01-19
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2017-03-13	2017-03-31
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2017-03-13	2017-03-31