Personnel Hong Kong SFC License Details (ID 2711292)

Personnel Hong Kong SFC License Details (ID 2711292)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2025-12-10	2026-09-11
	Rep	Dealing in securities	2025-12-10	2026-09-11
	Rep	Advising on corporate finance	2022-08-17	2023-06-09
	Rep	Dealing in securities	2022-08-17	2023-06-09
oOo Securities (HK) Group Limited	Rep	Advising on securities	2021-07-22	2022-07-22
	Rep	Advising on corporate finance	2021-06-22	2022-07-22
	Rep	Dealing in securities	2021-06-22	2022-07-22
SPDB International Capital Limited	Rep	Advising on corporate finance	2020-12-01	2021-05-18
	Rep	Dealing in securities	2020-12-01	2021-05-18
AUSTRAX CAPITAL LIMITED	Rep	Dealing in securities	2018-02-26	2020-10-31
	Rep	Advising on corporate finance	2017-03-13	2020-10-31