Personnel Hong Kong SFC License Details (ID 2713044)

Personnel Hong Kong SFC License Details (ID 2713044)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2022-07-27	-
	Rep	Dealing in securities	2022-07-27	-
BOCOM International Securities Limited	Rep	Advising on securities	2019-07-22	2021-08-07
BOCOM International (Asia) Limited	Rep	Dealing in securities	2019-06-26	2021-02-25
	Rep	Advising on corporate finance	2019-06-26	2021-08-07
BOCOM International Securities Limited	Rep	Dealing in securities	2019-06-26	2021-08-07
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2019-02-27	2019-06-12
	Rep	Dealing in securities	2018-04-24	2019-06-12
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in futures contracts	2017-03-15	2017-11-15
	Rep	Dealing in securities	2017-03-15	2018-04-20