Webb-site Legacy
En
Home
Personnel SFC Licences and HKMA Registrations (ID 2713046)
Personnel
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Advising on futures contracts
2017-06-28
-
Rep
Advising on securities
2017-03-15
-
Rep
Dealing in securities
2017-03-15
2024-02-21
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.