Personnel SFC Licences and HKMA Registrations (ID 27131742)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NEXTCORE ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2025-06-16	-
	Rep	Asset management	2025-06-16	-
South China Investment Management Limited	Rep	Asset management	2022-04-07	2022-12-12
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2021-08-20	2022-12-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.