Personnel Hong Kong SFC License Details (ID 2714116)

Personnel Hong Kong SFC License Details (ID 2714116)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-09-01	-
	Rep	Dealing in securities	2025-09-01	-
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2025-08-06	2025-08-31
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2025-08-06	2025-08-31
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-06-18	2025-07-31
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2021-06-18	2025-07-31
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-03-29	2021-06-16
	Rep	Dealing in securities	2021-03-29	2021-06-16
YUANTA FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2020-07-06	2021-02-28
	Rep	Dealing in securities	2020-07-06	2021-02-28
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2019-08-28	2020-06-12
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2019-08-28	2020-06-12
Arta Global Futures Limited	Rep	Dealing in futures contracts	2018-09-19	2019-08-17
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2018-09-19	2019-08-17
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-03-16	2018-04-09
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2017-03-16	2018-04-09