Personnel Hong Kong SFC License Details (ID 27144081)

Personnel Hong Kong SFC License Details (ID 27144081)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LAZARD ASIA (HONG KONG) LIMITED	Rep	Advising on corporate finance	2026-09-23	-
	Rep	Advising on securities	2026-09-23	-
	Rep	Dealing in securities	2026-09-23	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2023-09-25	2026-04-29
	Rep	Dealing in securities	2023-09-25	2026-04-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2021-08-24	2023-01-09
	Rep	Advising on securities	2021-08-24	2023-01-09
	Rep	Dealing in securities	2021-08-24	2023-01-09