Shi, Shanni 施珊妮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	Rep	Dealing in futures contracts	2026-04-16	-
	Rep	Dealing in securities	2026-02-05	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2021-08-26	2023-03-31
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-08-26	2023-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.