Personnel Hong Kong SFC License Details (ID 27160046)

Personnel Hong Kong SFC License Details (ID 27160046)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	RO	Advising on securities	2023-10-03	-
	RO	Dealing in securities	2023-10-03	-
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2023-10-03	-
	RO	Dealing in securities	2023-10-03	-
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2023-09-18	2023-10-03
	Rep	Dealing in securities	2023-09-18	2023-10-03
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2021-08-27	2023-10-03
	Rep	Dealing in securities	2021-08-27	2023-10-03