Personnel SFC Licences and HKMA Registrations (ID 27160068)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2025-09-10	-
	Rep	Dealing in securities	2025-09-10	-
CMB International Securities Limited	Rep	Dealing in securities	2025-03-12	2025-08-15
CMB International Capital Limited	Rep	Advising on corporate finance	2021-08-27	2025-08-15
	Rep	Dealing in securities	2021-08-27	2025-08-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.