Personnel SFC Licences and HKMA Registrations (ID 27160104)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2025-04-28	-
	Rep	Asset management	2025-04-28	-
	Rep	Dealing in securities	2025-04-28	-
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on futures contracts	2021-08-27	2025-04-27
	Rep	Advising on securities	2021-08-27	2025-04-27
	Rep	Asset management	2021-08-27	2025-04-27
	Rep	Dealing in securities	2021-08-27	2025-04-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.