Personnel Hong Kong SFC License Details (ID 27160151)

Personnel Hong Kong SFC License Details (ID 27160151)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guolian Securities International Asset Management Co., Limited	Rep	Asset management	2026-07-14	2026-08-20
Guolian Securities International Capital Co., Limited	Rep	Dealing in securities	2026-07-14	2026-08-20
Cornucopiae Asset Management Limited	Rep	Advising on securities	2023-09-11	2026-03-11
	Rep	Asset management	2023-09-11	2026-03-11
	Rep	Dealing in securities	2023-09-11	2026-03-11
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-11-08	2023-04-04
	Rep	Asset management	2021-11-08	2023-04-04
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2021-11-08	2023-04-04
Arta Asset Management Limited	Rep	Advising on securities	2021-08-27	2021-10-19
	Rep	Asset management	2021-08-27	2021-10-19
	Rep	Dealing in securities	2021-08-27	2021-10-19