Personnel SFC Licences and HKMA Registrations (ID 27165810)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COFCO Futures (International) Co., Limited	Rep	Advising on futures contracts	2023-11-23	2025-05-12
	Rep	Dealing in securities	2023-09-27	-
	Rep	Advising on securities	2023-09-27	2025-05-12
	Rep	Dealing in futures contracts	2021-08-30	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.