Personnel SFC Licences and HKMA Registrations (ID 27165814)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOELIS &AMP; COMPANY ASIA LIMITED	Rep	Advising on corporate finance	2023-11-27	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2021-08-30	2023-09-26
	Rep	Advising on securities	2021-08-30	2023-09-26
	Rep	Dealing in securities	2021-08-30	2023-09-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.