Personnel SFC Licences and HKMA Registrations (ID 27171176)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blackhorn Wealth Management Limited	Rep	Advising on securities	2026-04-15	-
	Rep	Asset management	2026-04-15	-
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-08-31	2021-11-04
	Rep	Asset management	2021-08-31	2021-11-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.