Personnel Hong Kong SFC License Details (ID 27178300)

Personnel Hong Kong SFC License Details (ID 27178300)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STATE STREET GLOBAL ADVISORS ASIA LIMITED	RO	Advising on futures contracts	2026-06-02	-
	RO	Advising on securities	2026-06-02	-
	RO	Asset management	2026-06-02	-
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED	RO	Advising on securities	2026-06-02	-
	RO	Asset management	2026-06-02	-
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2025-09-25	2026-06-02
	Rep	Advising on securities	2025-09-25	2026-06-02
	Rep	Asset management	2025-09-25	2026-06-02
AllianceBernstein Hong Kong Limited	RO	Advising on futures contracts	2024-11-13	-
	RO	Dealing in futures contracts	2024-11-13	-
	RO	Asset management	2022-07-27	2024-11-09
	Rep	Asset management	2021-09-01	2022-07-27
	Rep	Advising on futures contracts	2021-09-01	2024-11-09
	Rep	Advising on securities	2021-09-01	2024-11-09
	Rep	Dealing in futures contracts	2021-09-01	2024-11-09
	Rep	Dealing in securities	2021-09-01	2024-11-09