Personnel Hong Kong SFC License Details (ID 27178307)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2023-02-03	-
	Rep	Dealing in securities	2023-02-03	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2021-09-01	2023-01-11
	Rep	Dealing in securities	2021-09-01	2023-01-11