Shen, Jie (SFC:BRQ225) 沈杰

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2026-01-28	-
	RO	Dealing in securities	2026-01-28	-
	Rep	Advising on corporate finance	2021-09-07	2026-01-28
	Rep	Dealing in securities	2021-09-07	2026-01-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2026-01-28	-
	RO	Dealing in securities	2026-01-28	-
	Rep	Advising on corporate finance	2021-09-07	2026-01-28
	Rep	Dealing in securities	2021-09-07	2026-01-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.