Personnel SFC Licences and HKMA Registrations (ID 27198577)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CN FIRST INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2026-06-04	-
	RO	Dealing in securities	2026-06-04	-
	Rep	Dealing in futures contracts	2025-04-07	2026-06-04
	Rep	Dealing in securities	2025-04-07	2026-06-04
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2024-11-20	2025-03-23
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2024-11-20	2025-03-23
SMART GRANDLY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2022-10-10	2023-06-05
	Rep	Asset management	2022-10-10	2023-06-05
GRANDLY FINANCIAL SERVICES LIMITED	Rep	Dealing in futures contracts	2021-09-07	2023-06-05
	Rep	Dealing in securities	2021-09-07	2023-06-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.