Personnel SFC Licences and HKMA Registrations (ID 27210322)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Corporate Finance Company Limited	Rep	Dealing in securities	2026-11-04	-
	Rep	Advising on corporate finance	2026-10-21	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2021-09-28	2026-09-29
	Rep	Dealing in securities	2021-09-09	2021-09-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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