Personnel SFC Licences and HKMA Registrations (ID 27222311)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2025-05-08	-
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2021-09-13	2023-12-08
	Rep	Dealing in securities	2021-09-13	2023-12-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.