Personnel SFC Licences and HKMA Registrations (ID 27235749)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOELIS &AMP; COMPANY ASIA LIMITED	Rep	Advising on corporate finance	2025-02-11	-
	Rep	Advising on securities	2025-02-11	-
	Rep	Dealing in securities	2025-02-11	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2021-09-15	2024-05-02
	Rep	Dealing in securities	2021-09-15	2024-05-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.