Personnel SFC Licences and HKMA Registrations (ID 27239934)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2026-05-13	-
	Rep	Dealing in securities	2026-05-13	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-09-16	2026-03-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-09-16	2026-03-05
	Rep	Dealing in securities	2021-09-16	2026-03-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.